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Doug Cornelius on compliance for private equity real estate

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Tag: Potash

The SEC Tries to Make an International Case on Insider Trading

Doug Cornelius July 31, 2013March 22, 2014 Insider Trading   2

The BHP – Potash merger in 2010 was a bit leaky. The SEC has an ongoing investigation into suspicious trading ahead of the the August 17, 210 public announcement of BHP Billiton’s acquisition of Potash Corporation. The latest SEC points the SEC’s accusatory finger at two Spanish citizens. At first I though the SEC had … Read more »

When Red Flags Are Not Enough

Doug Cornelius January 4, 2012December 30, 2011 Insider Trading   2

Purchase out of the money call options set to expire in two weeks, do not have any activity on that stock before, exclusively use options when you have rarely traded options in the account before, purchase those options just before the announcement of the company’s acquisition, and then quickly try to move the money off-shore. … Read more »

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