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Tag: James A. Silverman

Massachusetts Brings Charges Against a Hedge Fund

Doug Cornelius March 10, 2011March 9, 2011 Insider Trading   [+]

You need to worry about more than just the Securities and Exchange Commission when it comes to private fund fraud. State securities regulators generally have the ability to bring fraud charges. Case in point is the Massachusetts’ Secretary of the Commonwealth bringing charges against Risk Reward Capital Management, RRC Management, the RRC Bio Fund and … Read more »

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