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Tag: Warwick Capital

The Danger of Overstating Assets Under Management

Doug Cornelius May 21, 2012 Investment Advisers Act   [+]

Form ADV requires a registered investment adviser to state the firm’s assets under management. The new form changed the calculation and the term to “regulated assets under management”. At the same time, the threshold between state and federal registration has been increased from $25 million to $100 million. I thought it would be useful to … Read more »

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