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Tag: Volker Rule

Update on the new regulations and how they will impact you going forward

Doug Cornelius May 2, 2012May 3, 2012 Conference Notes   [+]

These are my notes from the “Update on the new regulations and how they will impact you going forward” session at the Private Fund Compliance Forum 2012. Excuse the typos and rambling nature. They are just my raw notes. Moderator: Karen Barr, General Counsel, Investment Adviser Association Panel Members: Jason E. Brown, Partner, Ropes & … Read more »

Occupy the SEC

Doug Cornelius February 15, 2012February 14, 2012 Enterprise Risk Management   3

In jest, I wrote that we should occupy the SEC, but noted that they are very open to comments and influence by the public. One of the comments to that story was from a group organized as Occupy the SEC and they were planning to comment on the Volker Rule. They submitted a massive comment … Read more »

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