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Tag: Swaps

The Slow Rulemaking on Swaps and Derivatives

Doug Cornelius September 13, 2011December 10, 2012 CFTC, Compliance Programs   [+]

One of the strange splits in US financial regulation is that many swap and derivatives are regulated by the Commodities Futures Trading Commission instead of the Securities and Exchange Commission. I think of the CFTC, I think of Trading Places and with the SEC I think of Wall Street. The Commodity Futures Trading Commission has … Read more »

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