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Doug Cornelius on compliance for private equity real estate

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Tag: Standard & Poor’s

S & P and the SEC

Doug Cornelius February 6, 2013December 20, 2013 Economics   [+]

The Securities and Exchange Commission took the bold step of filing charges against Standard and Poor’s, one of the three giant rating agencies. Personally, I think the role of rating agencies in the run up to the 2008 financial crisis has been under-appreciated. Without the the top AAA rating they bestowed on securitized mortgage bonds, … Read more »

The S&P Assessments

Doug Cornelius June 4, 2009February 23, 2010 Compliance Programs, Conference Notes   8

My notes, live, from the Compliance Week Conference session by Steven Dreyer who is overseeing Standard & Poor’s program to assess corporate ERM efforts as part of credit ratings. Standard & Poor’s To Apply Enterprise Risk Analysis To Corporate Ratings (.pdf) S&P’s ERM review for non-financial companies will be based primarily on information provided by … Read more »

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