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Tag: Solaris Management

SEC Targeting Suspicious Investment Returns

Doug Cornelius December 7, 2011 Compliance Programs   1

Last week, the SEC announced THREE actions against investment advisers for compliance failures. The Securities and Exchange Commission has turned the dial a little higher and announced FOUR enforcement actions against multiple hedge funds by identifying abnormal investment performance. (Does their dial turn all the way up to 11?) The SEC launched an initiative to … Read more »

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