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Tag: Section 21F

SEC’s Whistleblower Annual Report

Doug Cornelius December 1, 2011 Whistleblower   [+]

Dodd-Frank added Exchange Act Section 21F(g)(5) and requires that SEC’s Office of the Whistleblower to report to Congress annually on the whistleblower program. It’s due each October 30. I’m sure the SEC wanted to be in compliance, so they released the first annual report on the Dodd-Frank Whistleblower program (.pdf). Section 922 of the Dodd-Frank … Read more »

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