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Tag: Rule 503

Electronic Filing of Form D and Amendments Becomes Mandatory on March 16

Doug Cornelius March 6, 2009October 2, 2013 Private Investment Funds   [+]

Beginning March 16, 2009, Form D filings are required to be made electronically on EDGAR. See SEC Release No. 33-8891 (February 6, 2008).  Form D is commonly used for offerings made under the Rule 506 safe harbor to accredited investors. While the filing of a Form D is not a condition to the exemption, it … Read more »

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