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Tag: Retail Strategy Task Force

SEC’s Retail Strategy Task Force

Doug Cornelius October 31, 2017 SEC News   [+]

One of the complaints voiced by private equity firms when put under the scrutiny of the Securities and Exchange Commission was that their fund investors were sophisticated and adept when making their investment choices so there were fewer problems. Some of the actions coming out of fund review has proven that thesis may not be … Read more »

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