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Tag: Release No. 34-83062

The New Standards for Investment Advisers and Broker-Dealers

Doug Cornelius April 23, 2018 SEC News   [+]

One of the challenges that consumers face when dealing with a financial adviser is what it means to be a “financial adviser.” The terms financial planner, wealth consultant, stockbroker, investment adviser, financial consultant, and others get thrown around, leaving you how that person gets paid for helping you with your money. The Securities and Exchange … Read more »

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