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Tag: Pension fund advisers

Due Diligence for Alternative Investments

Doug Cornelius January 29, 2014 Compliance Programs   [+]

The Securities and Exchange Commission published a new risk alert on investment advisers and alternative investments. It’s a rambling piece that spends most its time laying out the OCIE’s observations on due diligence practices. To the extent there is any focus, it’s focus is on the perspective of advisers to pension funds and managers of … Read more »

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