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Tag: National Society of Compliance Professionals

CCO Needs To Be a Jack of All Trades

Doug Cornelius October 27, 2016October 26, 2016 Compliance Programs   [+]

Andrew Donahue, the Chief of Staff of the Securities and Exchange Commission gave a speech earlier this month to the National Society of Compliance Professionals National Conference. He was attempting to share his thoughts on the current and future challenges that compliance professionals in the financial services area face. He envisions that CCOs will need … Read more »

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