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Tag: Manny F. Cohen

Why Is It Called a “Wells Notice”?

Doug Cornelius June 14, 2010October 2, 2013 SEC News   [+]

In 1972, SEC Chairman William J. Casey appointed a committee to review and evaluate the Commission’s enforcement policies and practices. Chairman Casey appointed John A. Wells, a lawyer at Royall, Koegel & Wells in New York, to the committee. He also added and former SEC Chairmen Manny Cohen and Ralph Demmler.  Chairman Casey asked Jack … Read more »

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