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Tag: Manarin Investment Counsel

Best Execution Failure

Doug Cornelius October 15, 2013 Investment Advisers Act   [+]

Best execution refers to the obligation of an investment adviser to ensure that the prices its orders receive reflect the optimal mix of price improvement, speed and likelihood of execution. The concern is whether the investment adviser is getting some other compensation that influences the decision to use one broker over another. This concern should … Read more »

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