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Tag: Letter 14-116

CFTC Allows General Solicitation for Private Funds

Doug Cornelius September 16, 2014September 16, 2014 CFTC   [+]

In early 2013, the Commodity Futures Trading Commission decided to grab for more regulatory oversight and revoked some long-standing exemptions. The CFTC also got handed the regulatory oversight of non-securities derivatives. As a result, private funds with interest rate hedges had to figure out if they had to register with the CFTC as a commodity … Read more »

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