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Tag: Lawson vs. FMR LLC

SOX Whistleblower Protections at Mutual Fund Companies

Doug Cornelius April 12, 2010June 2, 2010 Whistleblower   [+]

We know that Sarbanes-Oxley offers protections to employees at public companies, but does it also protect employees at mutual fund companies? Yes. At least according to Judge Woodcock of the Massachusetts U.S. District Court. The Employees The decision is for two cases that were combined because of the common defendant. According to the decision, Jackie … Read more »

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