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Tag: Jospeh Stilwell

Failure to Disclose Loans Among Affiliated Funds

Doug Cornelius March 26, 2015 Compliance Programs   [+]

Once you hear the words “inter-fund loans”, a compliance professional is going to sit up straight and be concerned. Anything “inter-fund” is an inherent conflict. That one fund is loaning another fund money is an indicator that something has gone wrong. Stilwell Value managed several private funds. According to the SEC order, the Stilwell funds … Read more »

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