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Tag: Jane Jarcho

Cybersecurity Sweep Phase 2

Doug Cornelius March 11, 2015September 26, 2017 Cybersecurity   [+]

According to a story in IA Watch, advisers should expect a second phase of the SEC’s look at cybersecurity. In an interview with IA Watch on March 9, Jane Jarcho, OCIE’s national associate director of the Investment Adviser/Investment Company exam program, described the current thinking behind its “phase 2” initiative around cybersecurity. According to the … Read more »

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