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Tag: Investment Advisers Act

Counting Clients under the Investment Advisers Act

Doug Cornelius November 10, 2008October 2, 2013 Investment Advisers Act   [+]

With the demise of The Hedge Fund Rule, you can look to Rule 203(b)(3)-1 to help you figure out how to count clients.  The key part of the rule from a private investment fund perspective is (a)(2)(i): A corporation, general partnership,limited partnership, limited liability company, trust (other than a trust referred to in paragraph (a)(1)(iv) … Read more »

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