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Tag: Internet Adviser Exemption

Failure to Launch Means Cancellation

Doug Cornelius February 21, 2019February 15, 2019 Fundraising   [+]

The SEC cancelled the adviser registration of an internet investment adviser because it never launched its website.   Kevin Ajenifuja registered his firms with the SEC by filing its Form ADV on May 28, 2015. He stated the eligibility for registration was because the firm was an “Internet Investment Adviser.” Internet investment advisers typically are not … Read more »

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