Skip to content

Compliance Building

Doug Cornelius on compliance for private equity real estate

  • Home
  • About
    • About
    • About Doug
    • About This Website
    • Why I Blog
    • Speaking Engagements
    • Contact
    • Publications
  • Archives
    • Topic Archive
    • Book Reviews
    • Most Popular
  • Subscribe
  • Disclaimers
    • Disclaimers
    • Policies and Procedures
    • Use of Site Content
    • Comments
    • FTC Disclosure

Tag: Infinity Exploration

Failing to Disclose a Lack of Control

Doug Cornelius July 2, 2013July 2, 2013 Fraud   [+]

Whenever I think of oil and gas syndications, I think of Dallas and J.R. Ewing. You can get screwed over in the wiggle of one of Larry Hagman’s luxurious eyebrows. The SEC’s complaint against Infinity Exploration for securities fraud in connection with oil and gas wells still caught my attention. The first question is whether … Read more »

Search for Stuff

Recent Stories

  • De-Regulation from the SEC
  • FCPA Comes Back From the Dead
  • The One with Uncertain Fees
  • Rising Backlash at the Killing of the Corporate Transparency Act
  • The Danger of Block Trading Accounts
  • SEC Report on Beneficial Ownership Concentration and Fund Outcomes for Hedge Funds
  • The MCAs Are Crankin’
  • Safeguard of Your IRA Was Not So Safe
  • The One Without an Anchor
  • Shuffling Silver at Silverback

Fight Cancer

Please support my Pan Mass Challenge to fight cancer.
Powered by WordPress & Undedicated theme by ReduxThemes.com.