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Compliance Building

Doug Cornelius on compliance for private equity real estate

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Tag: Goodridge

DOMA, the SEC, and the Accredited Investor

Doug Cornelius June 27, 2013July 9, 2013 Fundraising   7

The US Supreme Court ruled on same sex marriages and removed the broad federal definition of marriage that applies to over a thousand laws and regulations. Decision in US v. Windsor (.pdf) One of those regulations is from the Securities and Exchange Commission and affects fundraising for private funds and other private placements. One of … Read more »

Same Sex Marriage and Accredited Investors

Doug Cornelius June 19, 2013June 26, 2013 Fundraising   1

The US Supreme Court is likely to come out shortly with its ruling on same sex marriages. The ruling may have an impact on fundraising for private funds and other private placements. One of the standards for private placements of securities is that the investors generally need to meet the definition of “accredited investors.” For … Read more »

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Recent Stories

  • FCPA Comes Back From the Dead
  • The One with Uncertain Fees
  • Rising Backlash at the Killing of the Corporate Transparency Act
  • The Danger of Block Trading Accounts
  • SEC Report on Beneficial Ownership Concentration and Fund Outcomes for Hedge Funds
  • The MCAs Are Crankin’
  • Safeguard of Your IRA Was Not So Safe
  • The One Without an Anchor
  • Shuffling Silver at Silverback
  • SEC Has a Setback on Disclosure Case

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