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Tag: Galvin

Hedge Fund Hotels and Compliance

Doug Cornelius December 29, 2010December 22, 2010 Compliance Programs   [+]

The Massachusetts Secretary of the Commonwealth has been investigating hedge fund hotels. Start-up hedge fund managers receive reduced-rent office space in return for send their trading business to the landlord. UBS AG has agreed to pay $100,000 to settle charges that it failed to disclose the relationship. Galvin charged there was a conflict that harmed … Read more »

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