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Tag: Enforcement Cooperation Initiative

SEC’s New Enforcement Cooperation Initiative

Doug Cornelius January 19, 2010January 14, 2010 SEC News   3

The Securities and Exchange Commission announced a new initiative encouraging cooperation. They put on a big media blitz. Big enough that they even allowed me to ask a question of SEC Enforcement Director Robert Khuzami. For the first time, the SEC set out how it will evaluate whether, how much, and in what manner to … Read more »

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