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Tag: Deval Patrick

The Pay to Play Rule and Political Endorsements

Doug Cornelius June 14, 2018 Investment Advisers Act   [+]

It’s not often that I open The Boston Globe and see a front page story about compliance with Security and Exchange Commission’s Rule 206(4)-5: Patrick stays quiet as his former aide runs for governor. Jay Gonzalez was the former Secretary of Administration and Finance for the state of Massachusetts under Governor Deval Patrick. Mr. Gonzalez … Read more »

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