Skip to content

Compliance Building

Doug Cornelius on compliance for private equity real estate

  • Home
  • About
    • About
    • About Doug
    • About This Website
    • Why I Blog
    • Speaking Engagements
    • Contact
    • Publications
  • Archives
    • Topic Archive
    • Book Reviews
    • Most Popular
  • Subscribe
  • Disclaimers
    • Disclaimers
    • Policies and Procedures
    • Use of Site Content
    • Comments
    • FTC Disclosure

Tag: Deutsche Bank

We Select Best-in-Class… of those that pay us

Doug Cornelius May 9, 2019May 8, 2019 Fundraising   [+]

Deutsche Bank marketed a robust, independent due diligence process to identify, evaluate, and select best-in-class asset managers.  But failed to disclose that it only recommended hedge funds that shared their management fees with the bank. DB disclosed that it might receive revenue sharing and actually disclosed the amount it received in the subscription agreement. DB … Read more »

Search for Stuff

Recent Stories

  • FCPA Comes Back From the Dead
  • The One with Uncertain Fees
  • Rising Backlash at the Killing of the Corporate Transparency Act
  • The Danger of Block Trading Accounts
  • SEC Report on Beneficial Ownership Concentration and Fund Outcomes for Hedge Funds
  • The MCAs Are Crankin’
  • Safeguard of Your IRA Was Not So Safe
  • The One Without an Anchor
  • Shuffling Silver at Silverback
  • SEC Has a Setback on Disclosure Case

Fight Cancer

Please support my Pan Mass Challenge to fight cancer.
Powered by WordPress & Undedicated theme by ReduxThemes.com.