Skip to content

Compliance Building

Doug Cornelius on compliance for private equity real estate

  • Home
  • About
    • About
    • About Doug
    • About This Website
    • Why I Blog
    • Speaking Engagements
    • Contact
    • Publications
  • Archives
    • Topic Archive
    • Book Reviews
    • Most Popular
  • Subscribe
  • Disclaimers
    • Disclaimers
    • Policies and Procedures
    • Use of Site Content
    • Comments
    • FTC Disclosure

Tag: Connecticut

You’re a Victim of a Ponzi Scheme, But What About Your State Taxes?

Doug Cornelius June 11, 2009June 27, 2014 Fraud, Ponzi Schemes   [+]

You missed the warning signs and got suckered into a Ponzi scheme. The IRS offered some tax relief for long-term Ponzi scheme investors (like some of the Madoff victims) who have paid taxes on gains from the investment. The IRS clarified the federal tax law governing the treatment of losses in Ponzi schemes. They also … Read more »

Connecticut Hedge Fund Regulation

Doug Cornelius March 12, 2009August 3, 2010 Private Investment Funds   1

The folks over at the Hedge Fund Compliance Blog point out that the Connecticut legislature has three bills pending that would regulate the hedge fund industry in that state. It seems strange that a state with such a big hedge fund industry would make their businesses more difficult. But these are strange economic times. It … Read more »

Connecticut’s Pay-to-Play Law

Doug Cornelius February 10, 2009 Government Contracting   1

Connecticut’s law imposes a contribution and solicitation ban on state contractors, prospective state contractors, and their principals. A few, but not all, of the principals now covered under the law are as follows: Members of the company’s Board of Directors; Individuals owning 5% or more of the company’s stock; Individuals at the company living or … Read more »

Six States Now Require Social Security Number Protection Policies

Doug Cornelius December 10, 2008 Privacy   [+]

Miriam Wugmeister, Nathan D. Taylor of Morrison & Foerester wrote the December Privacy and Data Security Update: Six States Now Require Social Security Number Protection Policies. Connecticut – Ct. H.B. 5658. Massachusetts – 201 Mass. Code Regs. §§ 17.01 – 17.04. Michigan – Mich. Comp. Laws § 445.84. New Mexico – N.M. Stat. §§ 57-12B-2 … Read more »

Search for Stuff

Recent Stories

  • FCPA Comes Back From the Dead
  • The One with Uncertain Fees
  • Rising Backlash at the Killing of the Corporate Transparency Act
  • The Danger of Block Trading Accounts
  • SEC Report on Beneficial Ownership Concentration and Fund Outcomes for Hedge Funds
  • The MCAs Are Crankin’
  • Safeguard of Your IRA Was Not So Safe
  • The One Without an Anchor
  • Shuffling Silver at Silverback
  • SEC Has a Setback on Disclosure Case

Fight Cancer

Please support my Pan Mass Challenge to fight cancer.
Powered by WordPress & Undedicated theme by ReduxThemes.com.