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Doug Cornelius on compliance for private equity real estate

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Tag: Conflicts of Interest

Compliance and Conflicts with Exxon Mobil and the Trump Administration

Doug Cornelius December 15, 2016 Compliance Programs   [+]

President-Elect Trump has many conflicts of interest as he prepares to take office. It’s been a long time since the president-elect has been so deeply involved in a active businesses. His appointment of Rex Tillerson as Secretary of State creates another batch of conflicts for the administration and for Exxon-Mobil. As is typical with many … Read more »

The Echoes of Madoff at the SEC

Doug Cornelius September 27, 2011March 2, 2012 Ethics   [+]

The Madoff scandal is one of the low points in the history of the Securities and Exchange Commission. Every Congressional hearing or SEC-basher inevitably uses the failure to catch Madoff as evidence of the ineffectiveness of the SEC. In a continuing journey down the rabbit hole, the SEC’s Inspector General David Kotz released his 123-page … Read more »

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