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Tag: Carlo V. di Florio

What to expect from the SEC in the year ahead

Doug Cornelius May 1, 2013May 1, 2013 Conference Notes   [+]

Carlo V. di Florio, Director, United States Securities and Exchange Commission, Office of Compliance Inspections and Examinations I expect the full text of his remarks will be published in the next few days, but these are my notes. They are live from the forum, so please excuse the typos. It’s been a busy year for … Read more »

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