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Tag: Block trading accounts

The Danger of Block Trading Accounts

Doug Cornelius June 9, 2025June 4, 2025 Fraud   [+]

Cherry-picking and block trading accounts go hand in hand. The most recent firm to be found doing this is North East Asset Management and its principal Greg Zandlo. According to the SEC order, the firm had block trading account at an unaffiliated brokerage firm. This allowed the firm to place purchase and sale orders for … Read more »

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