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Tag: Betsy Prout Lefler

Evolution of Compliance

Doug Cornelius December 4, 2008October 2, 2013 Compliance Programs   [+]

I watched a recorded webinar presented Complinet: Compliance Evolution: Lessons Learned, Forgotten and Ignored. (March 13, 2008) Betsy Prout Lefler, the Deputy Director of Compliance at Piper Jaffray and Co. gave the presentation. There are many different perspective on compliance and what compliance professionals do. In part because the role has changed very quickly. At … Read more »

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