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Tag: 33-9414

The New Rule 506(d) and Bad Actors

Doug Cornelius July 22, 2013July 19, 2013 Corporate Governance, Fundraising   [+]

At its latest meeting, the Securities and Exchange Commission approve the rule that lifted the ban on general solicitation and advertising for certain private placements. The SEC also adopted the new rule that disqualifies felons and other bad actors from participating in certain securities offerings. The first rule was mandated by the JOBS Act. The … Read more »

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