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Category: Custody

New Custody Rules for Investment Advisers

Doug Cornelius May 15, 2009June 27, 2014 Custody, Investment Advisers Act   1

The Securities and Exchange Commission proposed rule amendments as part of their Open Meeting on May 14, 2009. They talked about the proposed rules, but have not actually made them available. It is hard to judge the potential impact of the rules with being able to see them. According to the press release and the … Read more »

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