Hopefully your annual meeting of investors or shareholders went better than the annual meeting for Fortis. Shareholders in Ghent, Belgium threw shoes, coins and ballot boxes. (There is even video.) Broc Romanek put together his thoughts on Proxy Season Developments: Ten Signs that Things are Changing Online. First Use of Live Internet Voting Soliciting Shareholder [...]
Tag Archives: Broadridge
Recent Stories
- Proposed FATCA Regulations Released
- New Anti-Money Laundering Requirements for Non-Bank Mortgage Lenders and Originators
- Crowdsourcing the Crowdfunding Exemption
- Compliance, the Middle-Finger Malfunction, and the Reluctant Touchdown
- Compliance Bits and Pieces for February 3
- Margin Call
- Will Private Equity Fund Managers Get a Registration Exemption?
- Changes Coming With Anti-Money Laundering Requirements
- Defending Jacob
- Compliance Bits and Pieces
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Compliance Building is published by Doug Cornelius, focusing on compliance and ethical issues for private equity real estate companies. Read more in About.
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