It takes a village. Alexander Dyck, Adair Morse, and Luigi Zingales found that fraud detection does not rely on standard corporate governance actors. Instead they found that employees, short sellers and analysts are the top sources in uncovering corporate fraud. The three researchers studied reported fraud cases between 1996 and 2004 for U.S. companies with […]
Tag Archives | Adair Morse
- How Does the SEC Use Form PF in Adviser Exams?
- Dog Days of Summer
- Weekend Reading: Capital
- Compliance Bricks and Mortar for August 22
- SEC’s Municipal Advisor Exam Initiative
- Another Tale of Golf Course Stock Tips Ending Up in a Sand Trap of Insider Trading
- The Stability of Prime Money Market Funds
- Compliance Bricks and Mortar for August 15
- Proposed Regulations on Customer Due Diligence Requirements
- Lawsuit Against SEC’s Political Contribution Rule
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Dodd-Frank’ed Real Estate
The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic: