IMG_3086The US Private Equity Fund Compliance Guide, Volume III
PEI Media (November 2015)
Chapter 8: SEC Examinations: How to Successfully Handle the Process

Edited by Charles Lerner of Fiduciary Compliance Associates, The Private Equity Fund Compliance Guide, Volume III provides a vital source of intelligence and guidance from the industry’s top lawyers and compliance professionals on what advisers need to know to have a well-designed compliance program.

Since private equity fund managers were required to become registered investment advisers in 2012, the Securities and Exchange Commission (SEC) has increased its attention on the private equity industry with more examinations, enforcement actions and guidance on issues affecting private equity firms.

The US Private Real Estate Fund Compliance Guide
PEI Media (May 2012)
Chapter 1: SEC Registration for private real estate advisers

The US Private Real Estate Fund Compliance Guide, is a detailed source of practical and insightful advice on SEC registration and compliance for private real estate fund managers who are registering for the first time, newly registered investment advisers or experienced advisers who are seeking guidance on the latest regulatory reforms and changes.

The US Private Equity Fund Compliance Companion
PEI Media (March 2012)
Chapter 9: Chief Compliance Officer Hiring and Outsourcing

The US Private Equity Fund Compliance Companion provides a timely update on new and amended regulations. Featuring expert advice from over 30 compliance and legal professionals, this guide for chief compliance officers (CCOs) provides practical guidance on the legal and operational issues that registered investment advisers must comply with, and what the CCO role entails complete with practical tips and checklists.


Social Media Policies Database
A collection of publicly available social media policies


Codes of Conduct for Real Estate Companies
A collection of publicly available Codes of Conduct for companies in the real estate industry.


Top Ten Mistakes Lawyers Make with Social Media
CBA”s National Magazine
December 2009

Online Social Networking: Is It a Productivity Bust or Boon for Law Firms?
ABA’s Law Practice magazine
March 2009

Online Networking for Lawyers
Trial, The Magazine of the American Association of Justice
Law firm 2.0 – Volume 45, No. 01, January 2009

Knowledge Management in a 2.0 World
National, the magazine of the Canadian Bar Association
October/November 2008
Download a copy [.pdf]

Wiki While You Work
International Legal Technology Association, June 2008

Which Route?
KM Legal, Volume 2 Issue 4, June 2008
Download a copy [.pdf]

EI Case study: Wiki versus DMS at Goodwin Procter
Inside Knowledge, Volume 11 Issue 8
Download a copy [.pdf]

LinkedIn to Facebook On My Blog
Social Media for Lawyers and Law Firm Staff

Co-authored with Jenn Steele
International Legal Technology Association, March 2008

Is CRM Worth It? The Pros and Cons of Client Relationship Management
Case study analysis
Law Practice Magazine, January 2008 issue

Closing Commercial Real Estate Transactions
Co-authored with John O’Neill
November, 2006
Download a copy [.pdf]

Closing Commercial Real Estate Financings
Co-authored with John O’Neill
November, 2006
Download a copy [.pdf]