After reading Michael Lewis’ The Big Short this weekend, it’s clear that some people saw the collapse of the residential mortgage market coming. This American Life had a story this weekend about another investor who also saw it coming: Magnetar Capital. (A magnetar is a neutron star with a magnetic field 100-1000 times stronger than […]
I recently listened to a great show from This American Life. They covered the story of New United Motor Manufacturing Inc. (NUMMI). General Motors and Toyota opened NUMMI in 1984 as a joint venture so Toyota could start building cars in the US. Toyota showed GM the secrets of its production system and how Toyota […]
I’ve had Kurt Eichenwald’s The Informant on my reading list for a long time. It dropped farther down the list after seeing the previews for the Steven Soderbergh movie. Why read the book when you can watch the movie? What raised my interest was hearing a great radio segment from This American Life that tells […]
You may have heard the story about Van Halen’s banning of brown M&M’s from its dressing room. I chalked it up to the pampered life of rock stars. (Especially, when compared to the more mundane life of a chief compliance officer.) I just listened to the latest episode of This American Life which revealed that […]
- Proposed Anti-Money Laundering Regulations for Investment Advisers and Fund Managers
- Management Fee “Waiver” Tax Treatment
- Compliance Bricks and Mortar for August 21
- Hiring Relatives Could Be An Illegal Bribe
- Weekend Reading: Rain
- Compliance Bricks and Mortar for August 14
- On line portals for fundraising
- Updates on Private Placements
- Upcoming Anti-Money Laundering Rules for Private Funds
- A Win for Compliance Officers
Dodd-Frank’ed Real Estate
- Yes, the SEC Wants Real Estate Fund Managers to Register
- Are Real Estate Fund Managers Registered with the SEC?
- Are you an Investment Company?
- Real Estate Funds and the Investment Company Act
- Are you an Investment Adviser?
- Custody and Private Funds
- Private Equity Real Estate Top 50 – 2015 Edition of Who is Registered