S & P and the SEC

The Securities and Exchange Commission took the bold step of filing charges against Standard and Poor's, one of the three giant rating agencies. Personally, I think the role of rating agencies in the run up to the 2008 financial crisis has been under-appreciated. Without the the top AAA rating … Continue reading

The S&P Assessments

My notes, live, from the Compliance Week Conference session by Steven Dreyer who is overseeing Standard & Poor's program to assess corporate ERM efforts as part of credit ratings. Standard & Poor’s To Apply Enterprise Risk Analysis To Corporate Ratings (.pdf) S&P’s ERM review … Continue reading