Tag Archives: Richard Ketchum

Richard Ketchum Keynote from the Compliance Week Conference

My notes, live, from the Richard Ketchum keynote at the Compliance Week Conference. Mr. Ketchum is the newly named chairman and CEO of FINRA. It is a terribly important time as financial markets are in the process of transformation. It was two years ago when the first signs of the credit crisis appeared. The silver [...]

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