Tag Archive for:
Notice and Access Rule
Investor Relations 2.0 After This Proxy Season
Hopefully your annual meeting of investors or shareholders went better than the annual meeting for Fortis. Shareholders in Ghent, Belgium threw shoes, coins and ballot boxes. (There is even video.) Broc Romanek put together his thoughts on Proxy Season Developments: Ten Signs that Things are Changing Online. First Use of Live Internet Voting Soliciting Shareholder… » Read More
SEC’s Notice and Access Rules: What Do They Mean For Your Company?
Computershare has put together a White Paper that they distributed through Compliance Week: An Explanation of the SEC Notice and Access Rules: What Do They Mean for Your Company? (.pdf)[For Compliance Week Subscribers] Pamela Eng, Product Manager for Computershare Investor Services takes us through The SEC’s Shareholder Choice Regarding Proxy Materials rules in Release No…. » Read More
SEC Requirements for Online Annual Reports and Proxy Statements
The SEC is trying to move investors further into the internet era with its new regulations on the ability to furnish proxy materials to shareholders by posting them on an Internet Web site and providing shareholders with notice of the electronic availability of the proxy materials. [SEC Release 34-56135] This is amendment to the original… » Read More
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Compliance Building is published by Doug Cornelius, focusing on compliance and ethical issues for private equity real estate companies. Read more in About.
