The Ethisphere Institute unveiled its “100 Most Influential People in Business Ethics,” an annual list of individuals who have made a significant impact in the realm of corporate citizenship over the course of the previous year. Some are world famous and some are little unknown. Here are some that caught my attention: #48 Stephen Colbert [...]
Tag Archives: Matt Kelly
Winding Down From Compliance Week
My head is full of compliance goodness after spending 2.5 days at Compliance Week 2010. The Mayflower Hotel is a great place for a conference this size, with plenty of places to run into people. Substance The agenda was full of great substantive information from fellow compliance professionals. There were sessions on metrics, social media, [...]
Managing Risk in the Financial Sector
On Sept. 16, 2009, Compliance Week and Navigant Consulting presented an exclusive editorial roundtable about compliance practices at financial services firms at The Mandarin Oriental Hotel in Boston. (Apparently not so exclusive, considering I was able to get in. I even made it into one of the article’s pictures. – That’s me eating my fingers [...]
Madoff Hearing at the Senate Banking Committee
I will be covering today’s Senate Hearing (”Oversight of the SEC’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance“) along with several guest panelists via the interactive discussion below. Please visit this page today at 2:30 pm to join me, Bruce Carton of Securities Docket, Compliance Week editor [...]
Cloud Computing and Compliance
Compliance Week editor Matt Kelly and I talked about “cloud computing” and how such IT systems can affect compliance. Listen to the conversation. (Time: 8.5 min.; file size: 7.7 Mb) Let’s try to define cloud computing a little better. It really encompasses a broad swath of services that can be put into three main groups. [...]
Social Media
My social media policies database is available to you.
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