Tag Archive for:
Matt Kelly
Winding Down From Compliance Week
My head is full of compliance goodness after spending 2.5 days at Compliance Week 2010. The Mayflower Hotel is a great place for a conference this size, with plenty of places to run into people. Substance The agenda was full of great substantive information from fellow compliance professionals. There were sessions on metrics, social media,… » Read More
Managing Risk in the Financial Sector
On Sept. 16, 2009, Compliance Week and Navigant Consulting presented an exclusive editorial roundtable about compliance practices at financial services firms at The Mandarin Oriental Hotel in Boston. (Apparently not so exclusive, considering I was able to get in. I even made it into one of the article’s pictures. – That’s me eating my fingers… » Read More
Madoff Hearing at the Senate Banking Committee
I will be covering today’s Senate Hearing (”Oversight of the SEC’s Failure to Identify the Bernard L. Madoff Ponzi Scheme and How to Improve SEC Performance“) along with several guest panelists via the interactive discussion below. Please visit this page today at 2:30 pm to join me, Bruce Carton of Securities Docket, Compliance Week editor… » Read More
Cloud Computing and Compliance
Compliance Week editor Matt Kelly and I talked about “cloud computing” and how such IT systems can affect compliance. Listen to the conversation. (Time: 8.5 min.; file size: 7.7 Mb) Let’s try to define cloud computing a little better. It really encompasses a broad swath of services that can be put into three main groups…. » Read More
Social Media
About
Compliance Building is published by Doug Cornelius, focusing on compliance and ethical issues for private equity real estate companies. Read more in About.
