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Luis Aguilar Keynote at Compliance Week Conference

on June 3, 2009 in Compliance Programs, Conference Notes

My notes, live, from the keynote by SEC Commissioner Luis A. Aguilar: James Doty of Baker Botts introduced the Commissioner. (A disclaimer from the Commissioner: the speech is his opinion alone and not necessarily the view of the SEC.) The Commissioner titled his presentation “Reversing Course: Putting Investors First.” The focus should be on protecting [...]

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