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Implementing Compliance Practices for Social Media

Implementing Compliance Practices for Social Media

on March 17, 2010 in Conference Notes, Social Networking and Web 2.0

I was in the audience for FINRA’s latest educational Program: Implementing Compliance Practices for Social Media. This program addressed implementation of new guidance that FINRA recently issued in Regulatory Notice 10-06, concerning social media. Resources and Supplementary Material (.pdf) Slide deck (.pdf) These are my notes, live from the program (& riddled with typos): Introduction [...]

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