Tag Archives: Hedge Fund Adviser Registration Act of 2009

Obama Plan for Financial Regulatory Reform and Private Investment Funds

Along with the Hedge Fund Adviser Registration Act of 2009, the Hedge Fund Transparency Act of 2009 and the Private Fund Transparency Act of 2009, we also have the Obama plan for financial reform: Financial Regulatory Reform – A New Foundation: Rebuilding Financial Supervision and Regulation. Under the Obama plan, all advisers to private pools [...]

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More on the Private Fund Transparency Act of 2009

The full text of the Private Fund Transparency Act of 2009 has now been published (S. 1276). The press release from Senator Reed was nice, but I prefer to see the ink on the paper. So here is what I see n the Act: Registration The Act deletes the exemption from registration in Section 203 [...]

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Perspectives on Hedge Fund Registration

On Thursday, May 7, 2009,  the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises held a hearing on: “Perspectives on Hedge Fund Registration“. During the hearings on legislation to regulate hedge fund advisers, Rep. Paul Kanjorski said that hedge funds deserve to “continue swimming in the deep end of the pool.” But if [...]

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Perspectives on Hedge Fund Registration

On Thursday, May 7, 2009, 11:00 a.m., the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises will hold a hearing on: “Perspectives on Hedge Fund Registration” The Committee will be offering a live webcast of the hearing.

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Hedge Fund Adviser Registration Act of 2009

Congressmen Mike Capuano of Massachusetts and Mike Castle of Delaware introduced the Hedge Fund Adviser Registration Act of 2009 (H.R. 711). The Act, if passed, would delete Section 203(b)(3) from the Investment Advisers Act of 1940. This section of the Investment Advisers Act exempts from registration an investment adviser who has fewer than 15 clients [...]

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