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SEC Releases Proposed Custody Rules for Investment Advisers

SEC Releases Proposed Custody Rules for Investment Advisers

on May 28, 2009 in Investment Advisers Act

On May 14, the Securities Exchange Commission said they were proposing New Custody Rules for Investment Advisers. They summarized the proposed rules but did not release the actual text of the proposed rules. Now the proposed rules are available in Release No. IA-2876 (.pdf). Comments must be received on or before July 28, 2009. SUMMARY: [...]

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