It takes a village. Alexander Dyck, Adair Morse, and Luigi Zingales found that fraud detection does not rely on standard corporate governance actors. Instead they found that employees, short sellers and analysts are the top sources in uncovering corporate fraud. The three researchers studied reported fraud cases between 1996 and 2004 for U.S. companies with […]
Tag Archives | Alexander Dyck
- Proposed Anti-Money Laundering Regulations for Investment Advisers and Fund Managers
- Management Fee “Waiver” Tax Treatment
- Compliance Bricks and Mortar for August 21
- Hiring Relatives Could Be An Illegal Bribe
- Weekend Reading: Rain
- Compliance Bricks and Mortar for August 14
- On line portals for fundraising
- Updates on Private Placements
- Upcoming Anti-Money Laundering Rules for Private Funds
- A Win for Compliance Officers
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Dodd-Frank’ed Real Estate
The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic:
- Yes, the SEC Wants Real Estate Fund Managers to Register
- Are Real Estate Fund Managers Registered with the SEC?
- Are you an Investment Company?
- Real Estate Funds and the Investment Company Act
- Are you an Investment Adviser?
- Custody and Private Funds
- Private Equity Real Estate Top 50 – 2015 Edition of Who is Registered