Compliance Building

These are some compliance-related stories that caught my attention recently: The Role of Compliance and Ethics in Risk Management by Bruce Carton in Compliance Week’s Enforcement Action Carlo V. di Florio, director of the SEC’s office of compliance inspections and examinations, recently spoke at the National Society of Compliance Professionals’ National Meeting held in Baltimore, [...]

These are some compliance-related stories that recently caught my attention: The Abacus Sign by Felix Salmon It’s funny, on the sign — something true, and accurate, and touching, and grammatical, and far too long to be a slogan, and gloriously bereft of punctuation, and ending even more gloriously in a mildly archaic preposition. Friedersdorf has [...]

These are some compliance-related stories that recently caught my attention: A Study of Individual Liability under the Foreign Corrupt Practices Act (.pdf 6 pages)By M. Scott Peeler of Chadbourne & Park LLP In this Special Report, Scott Peeler reviews lessons and patterns from his review of government initiated civil and criminal FCPA cases filed against [...]

These are some compliance-related stories that recently caught my eye: How Well Do Financial Markets Separate News from Noise? Evidence from an Internet Blooper by Carlos Carvalho, Nicholas Klagge, and Emanuel Moench in Liberty Street Economics How efficiently do financial markets process news of unexpected events? This question becomes particularly salient now, as multiple events [...]

These are some compliance-related stories that recently caught my eye: “Is there anything connected with this accelerator that involves the security of the country?” by Chris Yeh in Adventures in Capitalism “It has only to do with the respect with which we regard one another, the dignity of man, our love of culture. It has [...]

These are some compliance related stories that recently caught my attention: Forgotten Bookmarks: Investment in Reading Pays Off by Michael Popek in Forbes I come across a lot of interesting items left behind in books, but I’d say that most of them don’t interest Forbes readers all that much. I hope this find will pique [...]

Here are some recent compliance related stories that caught my attention: How do You Evaluate a Risk Assessment? by Tom Fox What is the amount of risk that your company is willing to accept? Before you even get to this question how does your company assess risk and subsequently evaluate that risk? CEO pushes Reg [...]

These are some compliance-related stories that recently caught my eye: JP Morgan explains the euro crisis with LEGO/a> by Feliz Salmon The woman with an oversized carrot and her friend in overalls with a shovel represent the Social Democrats and Greens. Anti-Corruption Research Paper Competition Open for Submissions We are asking young scholars from around [...]