Compliance Building Doug Cornelius on compliance and business ethics for private equity real estate
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Recent Stories

  • Regulation of Investment Advisers
  • Compliance Bricks and Mortar for June 14
  • The Leaky Merger and Insider Trading
  • Action in Congress
  • Red Flags for Insider Trading
  • Compliance Bricks and Mortar for June 7
  • Money Market Fund Changes Proposed
  • A Manual of Style for Compliance
  • Doesn’t Matter if Real Estate is a Security if You Lie to the Feds
  • Compliance Bricks and Mortar for May 31

About

Compliance Building is published by Doug Cornelius, focusing on compliance and ethical issues for private equity real estate companies. Read more in About.

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Dodd-Frank’ed Real Estate

The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic:
  • Yes, the SEC Wants Real Estate Fund Managers to Register
  • Are Real Estate Fund Managers Registered with the SEC?
  • Are you an Investment Company?
  • Real Estate Funds and the Investment Company Act
  • Are you an Investment Adviser?
  • Custody and Private Funds
LexisNexis Corporate & Securities Law Community 2011 Top 50 Blogs
LexisNexis Top Business Blogs 2010

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I am a lawyer, but I am not your lawyer. Since I’m a lawyer, this website may be considered attorney advertising under the ethical rules of certain jurisdictions. Please read my disclaimers page before taking any action. And then, don't take any action based on what I wrote.

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Compliance Building: Doug Cornelius on Compliance and Business Ethics by Doug Cornelius is licensed under a Creative Commons Attribution-Noncommercial 3.0 United States License. Permissions beyond the scope of this license may be available. Contact .