Compliance Building Doug Cornelius on compliance and business ethics for private equity real estate
  • Home
  • About
    • About Doug
    • About This Website
    • Why I Blog
    • FTC Disclosure
    • Speaking Engagements
    • Contact
    • Publications
      • Social Media Policies Database
      • Codes of Conduct for Real Estate Companies
      • Online Networking for Lawyers
      • LinkedIn to My Facebook on My Blog
      • Online Social Networking: Is It a Productivity Bust or Boon for Law Firms?
      • Top Ten Mistakes Lawyers Make with Social Media
      • Wiki While You Work
    • Comments
    • Use of Site Content
    • Disclaimers
  • Archives
    • Topic Archive
    • Archive by Date
    • Tags
    • Book Reviews
    • Most Popular
  • Twitter
  • Blog Roll
  • Book Store
  • Subscribe
  • Sitemap

Topic Archive

See below to view Archives by Topic, or use the Archives by date,  or the Tag Cloud.

View Stories by Category

  • Accounting
  • Anti-Money Laundering
  • Book Reviews
  • Bribery and Corruption
  • Code of Conduct
  • Complaint Handling
  • Compliance Bits and Pieces
  • Compliance Programs
  • Corporate Governance
  • Corresponding with Cornelius
  • Enterprise 2.0
  • Enterprise Risk Management
  • Ethics
  • Foreign Corrupt Practices Act
  • Fraud
  • Government Contracting
  • GRC
  • Human Resources
  • Insider Trading
  • Investment Advisers Act
  • Investment Choice
  • IT Compliance
  • Knowledge Management
  • Patriot Act
  • Privacy
  • Private Investment Funds
  • Records Management
  • Social Networking and Web 2.0
  • Sustainability
  • Training
  • Whistleblower Policy
Comments are closed.

Recent Stories

  • The Danger of Overstating Assets Under Management
  • Compliance Bits and Pieces for May 18
  • The Richer Sex: The New Majority of Female Breadwinners
  • How Wall Street Killed Financial Reform
  • Social Media and the Financial Risk
  • Mishandling Fund Conflicts
  • Compliance Bits and Pieces for May 11
  • Is it a Security?
  • Comments on Advertising Restrictions for Private Funds
  • Gathering Information on Your Private Fund Investors

About

Compliance Building is published by Doug Cornelius, focusing on compliance and ethical issues for private equity real estate companies. Read more in About.

Dodd-Frank’ed Real Estate

The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic:
  • Yes, the SEC Wants Real Estate Fund Managers to Register
  • Are Real Estate Fund Managers Registered with the SEC?
  • Are you an Investment Company?
  • Real Estate Funds and the Investment Company Act
  • Are you an Investment Adviser?
  • Custody and Private Funds
LexisNexis Corporate & Securities Law Community 2011 Top 50 Blogs
LexisNexis Top Business Blogs 2010

Disclaimers

I am a lawyer, but I am not your lawyer. Since I’m a lawyer, this website may be considered attorney advertising under the ethical rules of certain jurisdictions. Please read my disclaimers page before taking any action.

Creative Commons

Compliance Building: Doug Cornelius on Compliance and Business Ethics by Doug Cornelius is licensed under a Creative Commons Attribution-Noncommercial 3.0 United States License. Permissions beyond the scope of this license may be available at http://www.compliancebuilding.com/about/contact/.