--------------------------------------------------------15 Clients Rule 201 CMR 17.00 203(b) 206(2) ABA Abrahamson Access to Capital for Job Creators Act Accredited Investor ACFE ADA Adam Turteltaub Adam Wolf Advertising AICPA AIFM AIFMD Alexandra Wrage AML Andrew McAfee April Fool's Day ARRA Asset Managers’ Committee attorney-client privilege Audit Standard No. 5 Avery Dennison Azerbaijan Bad actor Bank of America bankruptcy Bank Secrecy Act battle of the codes Ben Bernanke Bentley Bethany McLean Bill Piwonka Bill Pollak Bingham McCutchen Black Swan Blagojevich blogging Blogoversary! blogs Book reviews Boston Brian Baird Bribery and Corruption Broadcom Broc Romanek Bruce Carton Bruce Karpati Business continuity BVCA California CalPERS campaign contributions Canada Caremark Cari Tuna Carl Frappaolo Carole Switzer Carried interest Cay Clubs Resorts and Marinas CCO Failure CCOutreach CFIUS CFTC Charles Duhigg Charles Green Charles Lerner China Chris MacDonald Clifford Chance cloud computing CNiL COBRA Code of Conduct Code of Ethics Colorado Commodity Pool Compliance Week Compliance Week 2010 Compliance Week Conference 2009 Complinet Computer use policy Connecticut Corporate Compliance & Ethics Week corporate compliance business services scam corporate miranda COSO Credit Default Swaps Crowdfunding Custodians Custody Rule Cybersecurity Initiative Cycling Dan Ariely Danforth Newcomb Daniel Schwartz Dan Keldsen data breach data breach notification data privacy David Berlind David G. 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- Compliance Bricks and Mortar for the July Fourth Weekend
- How to Allocate Broken Deal Expenses After the KKR Case?
- Allocation of Broken Deal Expenses
- SEC Loosens the Standards in Trade Monitoring
- Can a Real Estate Fund Manager Be a Venture Capital Fund Manager?
- Compliance Bricks and Mortar for June 19
- I Ask For Your Money
- The SEC Goes After the Gate Keeper
- Whistleblower Retaliation
- Compliance Bricks and Mortar for June 12
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Dodd-Frank’ed Real Estate
The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic:
- Yes, the SEC Wants Real Estate Fund Managers to Register
- Are Real Estate Fund Managers Registered with the SEC?
- Are you an Investment Company?
- Real Estate Funds and the Investment Company Act
- Are you an Investment Adviser?
- Custody and Private Funds
- Private Equity Real Estate Top 50 – 2015 Edition of Who is Registered