--------------------------------------------------------15 Clients Rule 201 CMR 17.00 203(b) 206(2) ABA Abrahamson Access to Capital for Job Creators Act Accredited Investor ACFE ADA Adam Turteltaub Adam Wolf Advertising AICPA AIFM AIFMD Alexandra Wrage AML Andrew McAfee April Fool's Day ARRA Asset Managers’ Committee attorney-client privilege Audit Standard No. 5 Avery Dennison Azerbaijan Bad actor Bank of America bankruptcy Bank Secrecy Act battle of the codes Ben Bernanke Bentley Bethany McLean Bill Piwonka Bill Pollak Bingham McCutchen Black Swan Blagojevich blogging Blogoversary! blogs Book reviews Boston Brian Baird Bribery and Corruption Broadcom Broc Romanek Bruce Carton Bruce Karpati Business continuity BVCA California CalPERS campaign contributions Canada Caremark Cari Tuna Carl Frappaolo Carole Switzer Carried interest Cay Clubs Resorts and Marinas CCO Failure CCOutreach CFIUS CFTC Charles Duhigg Charles Green Charles Lerner China Chris MacDonald Clifford Chance cloud computing CNiL COBRA Code of Conduct Code of Ethics Colorado Commodity Pool Compliance Week Compliance Week 2010 Compliance Week Conference 2009 Complinet Computer use policy Connecticut Corporate Compliance & Ethics Week corporate compliance business services scam corporate miranda COSO Credit Default Swaps Crowdfunding Custodians Custody Rule Cybersecurity Initiative Cycling Dan Ariely Danforth Newcomb Daniel Schwartz Dan Keldsen data breach data breach notification data privacy David Berlind David G. Friehling David Hechler David Hobbie David Kotz Davis Polk Debevoise & Plimpton definition Delaware Deloitte Dilbert Dionne Searcy diplomatic immunity Disaster Recovery disclosure Document Management System Document Request Dodd-Frank Wall Street Reform and Consumer Protection Act DOJ Dominic Jones Dov Seidman Due Diligence Duty of Loyalty e-discovery ELT Email Enterprise 2.0 Conference 2009 (Boston) Enterprise 2.0 Conference 2009 (SF) Enterprise 2.0 Conference 2010 (Boston) ERISA ERM Ernst & Young Ethical Leadership Group Ethics EthicsPoint Ethisphere Ethisphere Institute EU EU AIFM Directive Eversheds Examinations Executive Order 13224 Expert networks extranets Fabrice Tourre Fabulous Fab Faceblocking Facebook Fannie Mae FATF FBAR FBI FBI Corporate Compliance Officer Outreach Event FCPA FCPA Opinion Release FDIC Federal Federal Acquisition Regulations Federal Reserve Federal Sentencing Guidelines Fees and expenses Felix Salmon Fidelity Financial Stability Oversight Council FinCEN FINRA FINSA FMLA Football Foreign Official Form ADV Form D Form PF Form TCR France Francesca Gino Francine McKenna Francis G.X. Pileggi Fraud Freakonomics Free Enterprise Fund v. PCAOB Frontline FSA FTC GAO GAPP GE GeekDad general advertising general solicitation Gibson Dunn Giveaway Global Ethics Summit 2010 Goldman Sachs Goldstein v. SEC golf Goodwin Procter Google Gramm-Leach-Bliley Act GRC Gregg Easterbrook Greg Lambert Hard Rock San Diego Harvard Business Review Harvey Pitt Hedge Fund Adviser Registration Act of 2009 Hedge Fund Rule Hedge Funds Hedge Fund Transparency Act Hennessee Group Hewlett-Packard HLS Corporate Governance Blog Holidays hotline hotlines Howard Sklar Howey HR humor IA-2910 IA-2968 IA 3308 IACCP IA Watch Iceland IFRS Illinois Illinois Procurement Code Indiana influenza Insider Trading Interactive Brokers International Data Privacy Day Investigations investor relations Investor Relations 2.0 Ionia Iran IRS Jake DeSantis James Mintz Group JD Supra Jeff Kaplan JOBS Act Joel Cohen Joe Nocera Jones Lang LaSalle Jones v. Harris Associates Joseph C. Atkinson Jumpstart Our Business Startups Act Kaplan EduNeering Kathleen Edmond Kay Ken Adams Kevin LaCroix Kevin O'Keefe Kickstarter Kirk O. Hanson Knowledge Management Knowledge Management Associates KPMG Lance Armstrong Law Commission Lee Bryant Lee Dittmar LegallyMinded Legal OnRamp Lego Lehman Lexis LexisNexis LinkedIn Lisa L. Shu Lobbying Louise M. Slaughter Louis Schooler LRN Madoff Marc Dreier Marc Wyatt Mark Cuban Mark Hurd Markkula Martindale-Hubbell Connected Mary Abraham Mass. Data Privacy Law Massachusetts Massachusetts State Ethics Commission Matt Kelly Max H. Bazerman Melissa Klein Aguilar Meric Craig Bloch MFA MGL 268A Michael Holland Michael Lewis Michelle Leder Midland Grange Mike Capuano Mike Gotta Mike Koehler Mike Stegemoller Monsters of Compliance Montana Morgan Lewis Morgan Stanley Morrison & Foerster MSRB MSRB Rule G-37 Municipal Advisors Mutual Funds MySpace Nationally Recognized Statistical Rating Organizations National Whistleblowers Center Navigant Consulting NCUA New Jersey New Mexico New York New York Public Pension Fund Reform Code of Conduct New York State Common Retirement Fund Noonan v. Staples Notice and Access Rule NRS Fall Compliance Conference 2014 Obama Obama Plan for Financial Regulatory Reform OCC Occupy Wall Street OCEG OCIE OECD OFAC Ohio OTS Patriots Patriots' Day pay-to-play PCAOB PEI's Private Fund Compliance Forum 2014 PEI's Private Fund Compliance Forum 2015 PEI Media Perception pere PERE 50 PERE Real Estate CFOs Forum performance personal knowledge management Philip Urofsky Pillsbury Placement agents Political contributions Ponemon Institute Ponzi schemes Predictably Irrational Presence Exams presentations PriceWaterhouseCoopers Principles of Federal Prosecution Privacy Private equity Private Fund Compliance Forum 2012 Private Fund Compliance Forum 2013 Private Fund Investment Advisers Registration Act Private Fund Transparency Act Publish to KM Space PWG Qualified Client Quon Quon v. Arch Raj Rajaratnam Rating agencies Real estate Rebecca Walker Regulation D Regulation FD Regulation S-P Regulatory Notice 10-06 REIT Release No. IA-3110 Restoring American Financial Stability Act Rev. Proc. 2009-20 Rev. Rul. 2009-9 Richard Cassin Risk Robert Ambrogi Ruehle Rule 204-2 Rule 204A-1 Rule 205-3 Rule 206(4)-1 Rule 206(4)-2 Rule 206(4)-5 Rule 206(4)-7 Rule 206(4)-8 Rule 502 Rule 502(c) Rule 504 Rule 506 Rule 506(c) Rule 506(d) Ryan D. McConnell S&P Salameh Santiago Principles Sarbanes-Oxley SAS 70 Saturday Morning Breakfast Cereal SCCE Scott Greenfield Scott Mitchell SDN Sean Megley SEC SEC Inspector General Second City Second City Communications SEC Release 34-58288 SEC Release No. IA-2204 Section 3(c)(1) Section 3(c)(5) Section 3(c)(7) Section 203(b)(3) Section 205 Section 206 Securities Docket Self-Regulatory Organization Senator Dodd Senator Levin sexual harrassment Shanti Atkins Sharepoint Shearman & Sterling Sheppard Mullin Siemens slider Small Business Capital Access and Job Preservation Act Snow Social Internet Social Media: Risks & Rewards Social media policies social networking Social Networking and Web 2.0 Sovereign Wealth Funds SOX Speaking Engagements Standard & Poor's Stanford Stengart v. Loving Care Stephen Greenspan STOCK Act Stone v. Ritter Stop Tax Haven Abuse Act Subprime Sumner Blount Supreme Court Swine Flu Taleb Tamar Frankel TARP Tax Taxes TED Talks testimonials Texas The Economist Third-party This American Life Thomas Flanagan Thomas O. Gorman Tom Fox Tour de France Toyota TRACE International Tracy Coenen Training Transaction Account Guarantee Treadway Commission Twitter U.S. Sentencing Commission UK Bribery Act United Kingdom Usha Rodrigues Vanity Fair venture capital Veterans Day Walker Guidelines Wall Street Journal Wall Street Reform and Consumer Protection Act Web 2.0 webinar Websites Western Financial Planning Corporation What's a Security Whistleblower wikipedia wikis Wyoming YouTube
- Proposed Anti-Money Laundering Regulations for Investment Advisers and Fund Managers
- Management Fee “Waiver” Tax Treatment
- Compliance Bricks and Mortar for August 21
- Hiring Relatives Could Be An Illegal Bribe
- Weekend Reading: Rain
- Compliance Bricks and Mortar for August 14
- On line portals for fundraising
- Updates on Private Placements
- Upcoming Anti-Money Laundering Rules for Private Funds
- A Win for Compliance Officers
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Dodd-Frank’ed Real Estate
The Dodd-Frank law brought many real estate private equity firms into the world of the Investment Advisers Act. These are some key stories on the topic:
- Yes, the SEC Wants Real Estate Fund Managers to Register
- Are Real Estate Fund Managers Registered with the SEC?
- Are you an Investment Company?
- Real Estate Funds and the Investment Company Act
- Are you an Investment Adviser?
- Custody and Private Funds
- Private Equity Real Estate Top 50 – 2015 Edition of Who is Registered